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Regulation NMS
Results: 1042

#	Item
591	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGX[removed]August 1, 2012 Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-08-02 09:51:01 Securities Exchange Act Financial regulation U.S. Securities and Exchange Commission Regulation NMS Finance Government Securities and Exchange Commission Chicago Stock Exchange London Stock Exchange United States Securities and Exchange Commission United States securities law 73rd United States Congress
592	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]December 3, 2012 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change to Establish the R Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-12-04 06:36:26 United States Securities and Exchange Commission Financial markets Finance Order NASDAQ Securities Exchange Act Regulation NMS Algorithmic trading Stock market Financial economics Investment
593	Notice of Filing of a Proposed Rule Change to Amend BYX Rule 11.8, entitled "Obligations of Market Makers" Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-10-12 10:12:52 Investment Finance Stock market 73rd United States Congress Securities Exchange Act United States securities law Market maker Regulation NMS National best bid and offer Financial markets Financial economics United States Securities and Exchange Commission
594	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-12-07 10:20:18 Investment Business Regulation NMS Securities Exchange Act Order Rebate Stock market United States Securities and Exchange Commission Financial economics
595	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File Nos. SR-EDGA[removed]; SR-EDGX[removed]December 15, 2011 Self-Regulatory Organizations; EDGA Exchange, Inc.; EDGX Exchange, Inc.; Order Approving Proposed Ru Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-12-16 12:32:14 Investment Finance 73rd United States Congress United States securities law Financial markets Securities Exchange Act Regulation NMS Order U.S. Securities and Exchange Commission United States Securities and Exchange Commission Stock market Financial economics
596	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-09-29 17:28:02 Investment Finance International Securities Exchange Stock market Regulation NMS Alternative Trading Systems Order Securities Exchange Act Market maker Financial markets Financial economics United States Securities and Exchange Commission
597	Microsoft Word - Exhibit 5 SR-BATS[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-07-01 15:18:03 Network architecture Regulation NMS Algorithmic trading Financial economics Investment Routing protocols Order Stock market Routing
598	Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Eliminate the Validated Cross Trade Entry Functionality Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-12-20 09:42:41 Economy of the United States Financial markets Securities Exchange Act Regulation NMS U.S. Securities and Exchange Commission Financial system Floor broker Financial economics Securities and Exchange Commission United States Securities and Exchange Commission Self-regulatory organizations Chicago Stock Exchange
599	Notice of Filing of Proposed Rule Change Relating to the Adoption of Rules to Govern its Electronic Trading System for Equities; Release No[removed], File No. SR-ISE[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-08-10 12:45:36 United States Securities and Exchange Commission Economy of the United States Finance Stock market International Securities Exchange Regulation NMS Order Market maker Securities Exchange Act Financial markets Financial economics Investment
600	Notice of Filing of Proposed Rule Change to Change the Status of Exchange-Registered Institutional Broker Firms Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-09-21 13:32:07 Financial economics Chicago Stock Exchange Finance Financial system Securities Exchange Act Regulation NMS U.S. Securities and Exchange Commission Short Floor broker Financial markets United States Securities and Exchange Commission Self-regulatory organizations

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